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Compliance Alerts

As part of our effort to keep plan sponsors and advisors up-to-date, we provide a series of Compliance Alert e-mail messages.

The links listed below allow you to view our most recent Compliance Alerts.

2008 Compliance Alerts

6/08 - Reducing Trustee/Fiduciary Liability: Qualified Default Investment Alternatives (QDIA)

4/08 - Final §415 Regulations

3/08 - DOL Proposes 7-Day Safe harbor for Depositing Employee Contributions

3/08 - Supreme Court Allows Individual 401(k) Plan Participants to Sue